% language=uk \startcomponent onandon-53 \environment onandon-environment \startchapter[title={From \LUA\ 5.2 to 5.3}] When we started with \LUATEX\ we used \LUA\ 5.1 and moved to 5.2 when that became available. We didn't run into issues then because there were no fundamental changes that could not be dealt with. However, when \LUA\ 5.3 was announced in 2015 we were not sure if we should make the move. The main reason was that we'd chosen \LUA\ because of its clean design which meant that we had only one number type: double. In 5.3 on the other hand, deep down a number can be either an integer or a floating point quantity. Internally \TEX\ is mostly (up to) 32-bit integers and when we go from \LUA\ to \TEX\ we round numbers. Nonetheless one can expect some benefits in using integers. Performance|-|wise we didn't expect much, and memory consumption would be the same too. So, the main question then was: can we get the same output and not run into trouble due to possible differences in serializing numbers; after all \TEX\ is about stability. The serialization aspect is for instance important when we compare quantities and|/|or use numbers in hashes. Apart from this change in number model, which comes with a few extra helpers, another extension in 5.3 was that bit|-|wise operations are now part of the language. The lpeg library is still not part of stock \LUA. There is some minimal \UTF8 support, but less than we provide in \LUATEX\ already. So, looking at these changes, we were not in a hurry to update. Also, it made sense to wait till this important number|-|related change was stable. But, a few years later, we still had it on our agenda to test, and after the \CONTEXT\ 2017 meeting we decided to give it a try; here are some observations. A quick test was just dropping in the new \LUA\ code and seeing if we could make a \CONTEXT\ format. Indeed that was no big deal but a test run failed because at some point a (for instance) \type {1} became a \type {1.0}. It turned out that serializing has some side effects. And with some ad hoc prints for tracing (in the \LUATEX\ source) I could figure out what went on. How numbers are seen can (to some extent) be deduced from the \type {string.format} function, which is in \LUA\ a combination of parsing, splitting and concatenation combined with piping to the \CCODE\ \type {sprintf} function. \footnote {Actually, at some point I decided to write my own formatter on top of \type {format} and I ended up with splitting as well. It's only now that I realize why this is working out so well (in terms of performance): simple format (single items) are passed more or less directly to \type {sprintf} and as \LUA\ itself is fast, due to some caching, the overhead is small compared to the built|-|in splitter method. And the \CONTEXT\ formatter has many more options and is extensible.} \starttyping local a = 2 * (1/2) print(string.format("%s", a),math.type(x)) local b = 2 * (1/2) print(string.format("%d", b),math.type(x)) local c = 2 print(string.format("%d", c),math.type(x)) local d = -2 print(string.format("%d", d),math.type(x)) local e = 2 * (1/2) print(string.format("%i", e),math.type(x)) local f = 2.1 print(string.format("%.0f",f),math.type(x)) local g = 2.0 print(string.format("%.0f",g),math.type(x)) local h = 2.1 print(string.format("%G", h),math.type(x)) local i = 2.0 print(string.format("%G", i),math.type(x)) local j = 2 print(string.format("%.0f",j),math.type(x)) local k = -2 print(string.format("%.0f",k),math.type(x)) \stoptyping This gives the following results: \starttabulate[|cBT|c|T|c|cT|] \BC a \NC 2 * (1/2)\NC s \NC 1.0 \NC float \NC \NR \BC b \NC 2 * (1/2)\NC d \NC 1 \NC float \NC \NR \BC c \NC 2 \NC d \NC 2 \NC integer \NC \NR \BC d \NC -2 \NC d \NC 2 \NC integer \NC \NR \BC e \NC 2 * (1/2)\NC i \NC 1 \NC float \NC \NR \BC f \NC 2.1 \NC .0f \NC 2 \NC float \NC \NR \BC g \NC 2.0 \NC .0f \NC 2 \NC float \NC \NR \BC h \NC 2.1 \NC G \NC 2.1 \NC float \NC \NR \BC i \NC 2.0 \NC G \NC 2 \NC float \NC \NR \BC j \NC 2 \NC .0f \NC 2 \NC integer \NC \NR \BC k \NC -2 \NC .0f \NC 2 \NC integer \NC \NR \stoptabulate This demonstrates that we have to be careful when we need these numbers represented as strings. In \CONTEXT\ the number of places where we had to check for that was not that large; in fact, only some hashing related to font sizes had to be done using explicit rounding. Another surprising side effect is the following. Instead of: \starttyping local n = 2^6 \stoptyping we now need to use: \starttyping local n = 0x40 \stoptyping or just: \starttyping local n = 64 \stoptyping because we don't want this to be serialized to \type {64.0} which is due to the fact that a power results in a float. One can wonder if this makes sense when we apply it to an integer. At any rate, once we could process a file, two documents were chosen for a performance test. Some experiments with loops and casts had demonstrated that we could expect a small performance hit and indeed, this was the case. Processing the \LUATEX\ manual takes 10.7 seconds with 5.2 on my 5-year-old laptop and 11.6 seconds with 5.3. If we consider that \CONTEXT\ spends 50\% of its time in \LUA, then we see a 20\% performance penalty. Processing the \METAFUN\ manual (which has lots of \METAPOST\ images) went from less than 20 seconds (\LUAJITTEX\ does it in 16 seconds) up to more than 27 seconds. So there we lose more than 50\% on the \LUA\ end. When we observed these kinds of differences, Luigi and I immediately got into debugging mode, partly out of curiosity, but also because consistent performance is important to~us. Because these numbers made no sense, we traced different sub-mechanisms and eventually it became clear that the reason for the speed penalty was that the core \typ {string.format} function was behaving quite badly in the \type {mingw} cross-compiled binary, as seen by this test: \starttyping local t = os.clock() for i=1,1000*1000 do -- local a = string.format("%.3f",1.23) -- local b = string.format("%i",123) local c = string.format("%s",123) end print(os.clock()-t) \stoptyping \starttabulate[|c|c|c|c|c|] \BC \BC lua 5.3 \BC lua 5.2 \BC texlua 5.3 \BC texlua 5.2 \BC \NR \BC a \NC 0.43 \NC 0.54 \NC 3.71 (0.47) \NC 0.53 \NC \NR \BC b \NC 0.18 \NC 0.24 \NC 3.78 (0.17) \NC 0.22 \NC \NR \BC c \NC 0.26 \NC 0.68 \NC 3.67 (0.29) \NC 0.66 \NC \NR \stoptabulate The 5.2 binaries perform the same but the 5.3 Lua binary greatly outperforms \LUATEX, and so we had to figure out why. After all, all this integer optimization could bring some gain! It took us a while to figure this out. The numbers in parentheses are the results after fixing this. Because font internals are specified in integers one would expect a gain in running: \starttyping mtxrun --script font --reload force \stoptyping and indeed that is the case. On my machine a scan results in 2561 registered fonts from 4906 read files and with 5.2 that takes 9.1 seconds while 5.3 needs a bit less: 8.6 seconds (with the bad format performance) and even less once that was fixed. For a test: \starttyping \setupbodyfont[modern] \tf \bf \it \bs \setupbodyfont[pagella] \tf \bf \it \bs \setupbodyfont[dejavu] \tf \bf \it \bs \setupbodyfont[termes] \tf \bf \it \bs \setupbodyfont[cambria] \tf \bf \it \bs \starttext \stoptext \stoptyping This code needs 30\% more runtime so the question is: how often do we call \type {string.format} there? A first run (when we wipe the font cache) needs some 715,000 calls while successive runs need 115,000 calls so that slow down definitely comes from the bad handling of \type {string.format}. When we drop in a \LUA\ update or whatever other dependency we don't want this kind of impact. In fact, when one uses external libraries that are or can be compiled under the \TEX\ Live infrastructure and the impact would be such, it's bad advertising, especially when one considers the occasional complaint about \LUATEX\ being slower than other engines. The good news is that eventually Luigi was able to nail down this issue and we got a binary that performed well. It looks like \LUA\ 5.3.4 (cross|)|compiles badly with \GCC\ 5.3.0 and 6.3.0. So in the end caching the fonts takes: \starttabulate[||c|c|] \BC \BC caching \BC running \NC \NR \BC 5.2 stock \NC 8.3 \NC 1.2 \NC \NR \BC 5.3 bugged \NC 12.6 \NC 2.1 \NC \NR \BC 5.3 fixed \NC 6.3 \NC 1.0 \NC \NR \stoptabulate So indeed it looks like 5.3 is able to speed up \LUATEX\ a bit, given that one integrates it in the right way! Using a recent compiler is needed too, although one can wonder when a bad case will show up again. One can also wonder why such a slow down can mostly go unnoticed, because for sure \LUATEX\ is not the only compiled program. The next examples are some edge cases that show you need to be aware that \startitemize[n,text,nostopper] \startitem an integer has its limits, \stopitem \startitem that hexadecimal numbers are integers and \stopitem \startitem that \LUA\ and \LUAJIT\ can be different in details. \stopitem \stopitemize \starttabulate[||T|T|] \NC \NC \tx print(0xFFFFFFFFFFFFFFFF) \NC \tx print(0x7FFFFFFFFFFFFFFF) \NC \NR \HL \BC lua 52 \NC 1.844674407371e+019 \NC 9.2233720368548e+018 \NC \NR \BC luajit \NC 1.844674407371e+19 \NC 9.2233720368548e+18 \NC \NR \BC lua 53 \NC -1 \NC 9223372036854775807 \NC \NR \stoptabulate So, to summarize the process. A quick test was relatively easy: move 5.3 into the code base, adapt a little bit of internals (there were some \LUATEX\ interfacing bits where explicit rounding was needed), run tests and eventually fix some issues related to the Makefile (compatibility) and \CCODE\ obscurities (the slow \type {sprintf}). Adapting \CONTEXT\ was also not much work, and the test suite uncovered some nasty side effects. For instance, the valid 5.2 solution: \starttyping local s = string.format("02X",u/1024) local s = string.char (u/1024) \stoptyping now has to become (both 5.2 and 5.3): \starttyping local s = string.format("02X",math.floor(u/1024)) local s = string.char (math.floor(u/1024)) \stoptyping or (both 5.2 and (emulated or real) 5.3): \starttyping local s = string.format("02X",bit32.rshift(u,10)) local s = string.char (bit32.rshift(u,10)) \stoptyping or (only 5.3): \starttyping local s = string.format("02X",u >> 10)) local s = string.char (u >> 10) \stoptyping or (only 5.3): \starttyping local s = string.format("02X",u//1024) local s = string.char (u//1024) \stoptyping A conditional section like: \starttyping if LUAVERSION >= 5.3 then local s = string.format("02X",u >> 10)) local s = string.char (u >> 10) else local s = string.format("02X",bit32.rshift(u,10)) local s = string.char (bit32.rshift(u,10)) end \stoptyping will fail because (of course) the 5.2 parser doesn't like that. In \CONTEXT\ we have some experimental solutions for that but that is beyond this summary. In the process a few \UTF\ helpers were added to the string library so that we have a common set for \LUAJIT\ and \LUA\ (the \type {utf8} library that was added to 5.3 is not that important for \LUATEX). For now we keep the \type {bit32} library on board. Of course we'll not mention all the details here. When we consider a gain in speed of 5-10\% with 5.3 that also means that the gain of \LUAJITTEX\ compared to 5.2 becomes less. For instance in font processing both engines now perform closer to the same. As I write this, we've just entered 2018 and after a few months of testing \LUATEX\ with \LUA\ 5.3 we're confident that we can move the code to the experimental branch. This means that we will use this version in the \CONTEXT\ distribution and likely will ship this version as 1.10 in 2019, where it becomes the default. The 2018 version of \TEX~Live will have 1.07 with \LUA\ 5.2 while intermediate versions of the \LUA\ 5.3 binary will end up on the \CONTEXT\ garden, probably with number 1.08 and 1.09 (who knows what else we will add or change in the meantime). \subsubject{addendum} Around the 2018 meeting I started with what is to become the next major upgrade of \CONTEXT, this time using \LUAMETATEX. When working on that I decided to try \LUA\ 5.4 and see what consequences that would have for us. There are no real conceptual changes, as with the number model in 5.3, so the tests didn't reveal any issues. But as an additional step towards a bit cleaner distinction between strings and numbers, I disabled the casting so that mixing them in expression for instance is no longer permitted. If I remember right only in one place I had to adapt the source (and in the meantime we're talking of a pretty large code base). There is a new mechanism for freezing constants but I'm not yet sure if it makes much sense to use it. It goes along with some other restrictions, like the possibility to adapt loop counters inside the loop. Inside the body of a loop one could always adapt such a variable, which (I can imagine) can come in handy. I didn't check yet the source code for that, but probably I don't do that. Another new features is an alternative garbage collector which seems to perform better when there are many variables with s short live span. For now I decided to default to this variant in future releases. Overall the performance of \LUA\ 5.4 is better than its predecessors which means that the gape between \LUATEX\ and \LUAJITTEX\ is closing. This is good because in \LUAMETATEX\ I will not support that variant. \stopchapter \stopcomponent % collectgarbage("count") -- two return values in 2